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For Investors

For Investors
For Investors

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For Participants

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Frequently Asked Questions (FAQ)

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The AIFC framework includes a range of measures aimed at protecting investors, in line with the AIFC Financial Services Framework Regulations and AIFC Market Rules. These measures are designed to ensure a transparent, reliable and fair environment consistent with international standards.

Under AIFC regulations, listed companies must adhere to strict information disclosure requirements. For detailed information, please refer to Schedules of AIFC Conduct of Business Rules.

 

Investor protection from market abuse

The AIFC has robust regulations that specifically address insider trading and market manipulation:

  1. Insider information disclosure: 

    AFSA requires market participants and capital market professionals to disclose if they hold insider information. AFSA enforcement measures apply to individuals or entities found to have engaged in insider trading or market manipulation, in line with the AIFC’s regulatory requirements.

  2. Market surveillance: 

    The Authorised Investment Exchange (AIX) is primarily responsible for frontline market monitoring within the framework set by the AFSA. AIX’s surveillance mechanisms are designed to detect and address any suspicious trading activities. Cases raising concerns are referred by AIX to AFSA for investigation.

    AFSA may investigate suspected market manipulation and apply disciplinary actions as part of its investor protection mandate.