Хабарламалар тізілімі
- Waivers, modifications and no-action letters
- Regulatory notices
- Registrar of Companies' notices
Notice type
- Waiver
- Class waiver
- Modification
- Class modification
- No-action letter
Effective date
- 2018
- 2019
- 2020
- 2021
- 2022
- 2023
- 2024
- 2025
Status
- Revoked
- Expired
- In force
Relevant Person(s)
Notice No.
Notice type
Legislation
Effective date
Status
Notice
IPS Capital Ltd in relation to ITS Shariah ETF Fund OEIC PLC
AFSA-Q-OA-2024-0028
Modification
AIFC Collective Investment Scheme Rules, rule 8.2(a)
04.11.2024
In force
Low-risk financial services firms as identified in the Policy Statement on the approach of the Astana Financial Services Authority to low-risk financial services firms (“low-risk financial services firms”)
AFSA-A-NB-2024-0020
Modification
AIFC Glossary, definition of “Governing Body”; Rule 5.3.2. of AIFC General Rules, Rule 2.1.1.(1) of AIFC General Rules; Rule 6.3 (1) (a) of AIFC Prudential Rules for Investment Firms
04.11.2024
In force
ITS Central Securities Depository Limited
AFSA-N-NB-2024-0010
Waiver
AIFC Authorised Investment Market Institutions Rules, rule 2.5.4.(a)
18.10.2024
Expired
SkyBridge Invest JSC doing business in the AIFC as "Branch of SkyBridge JSC in the AIFC" in relation to SBI Lazard Select Fund Open-Ended Investment Company Plc
AFSA-T-NB-2024-0007
Modification
AIFC Collective Investment Scheme Rules (CIS), rule 2.4-1.(b)(i) (E)
08.10.2024
In force
Authorised Firms licensed to carry out the Regulated Activity of Providing Islamic Financing
AFSA-Q-OA-2024-0019
Class Modification
AIFC Islamic Banking Business Prudential Rules, rule 4.7(c)
30.09.2024
In force
International Trading System Limited (ITS)
AFSA-N-OA-2024-0016
Modification
AIFC Authorised Market Institutions Rules, rule 2.6.1.(1)
16.09.2024
In force
IPS Capital Ltd in relation to ITS World ETF Fund OEIC PLC
AFSA-T-OA-2024-0109
Modification
AIFC Collective Investment Scheme Rules, rule 8.2(a)
16.09.2024
In force
Members of an Authorised Investment Exchange with regard to the admission of Securities to an Official List of Astana International Exchange Limited without the consent of the issuer (Unsponsored listing)
AFSA-N-NB-2024-0009
Class Modification
AIFC Authorised Market Institution Rules, rules 3.6.5 (1), 3.6.6., AIFC Financial Services Framework Regulations, section 81, AIFC Market Rules, rule 1.2.2, 2, 2.1(3)
08.08.2024
In force
SkyBridge Invest JSC doing business in the AIFC as "Branch of SkyBridge JSC in the AIFC"n relation to SBI Lazard Select Fund Open-Ended Investment Company Plc
AFSA-T-NB-2024-0005
Waiver
AIFC Collective Investment Scheme Rules, Rule 8.2(a)
29.07.2024
In force
BI-Development LLP
AFSA-N-NB-2024-0006
Modification
AIFC Market Rules 3.4.2 Related to Financial Reports
21.06.2024
Expired
Domestic Fund Managers of Exempt Funds
AFSA-C-OA-2024-0454
Class Modification
AIFC Financial Services Framework Regulations, section 62 (c)(i), AIFC Market Rules, rule 7.1.2., AIFC Collective Investment Scheme Rules, rules 2.2 (a) and 4.2.(a)
17.06.2024
In force
Astana International Exchange
AFSA-N-NB-2024-0005
Modification
AIFC Authorised Market Institution Rules, rule 3.4.1
04.05.2024
in force
BTS Digital Ventures Limited
AFSA-F-OA-2024-0416
Modification
AIFC General Rules, rule 6.3.9.(b)
30.05.2024
Expired
Freedom Finance Global PLC (FFG)
AFSA-T-OA-2024-0037
Modification
AIFC AML Rules 6.2.3 (d)
29.04.2024
In force
Authorised Firms licensed to carry out the Regulated Activity of Managing a Collective Investment Scheme in respect of Exempt Funds
AFSA-Q-OA-2024-0008
Modification
AIFC Prudential Rules for Investment Firms, Rule 2.2.1 (1) and (2), 3.3 (1)
25.04.2024
In force
Brillink Bank Corporation Limited
AFSA-Q-NB-2024-0002
Modification
AIFC Banking Business Prudential Rules, Rules 5.26 (7) and (8)
01.04.2024
In force
Astana International Exchange Central Securities Depository Ltd
AFSA-N-NB-2024-0002
Modification
AIFC Fees Rule Schedule 6, 6.2 Annual supervision fee for Market Activity, Formula 2, Settlement Value Fee calculation.
01.04.2024
In force
AIFC Participants authorised to carry on the Regulated Activity of Managing a Collective Investment Scheme in respect of Exempt Funds, their Approved Individuals, and Foreign Fund Managers
AFSA-A-NB-2024-0002
Class Modification
AIFC Financial Services Framework Regulations, section 92(2)
01.03.2024
In force
Brillink Bank Corporation Limited
AFSA-Q-OA-2023-0018
Modification
AIFC Banking Business Prudential Rules, Chapter 4, Section 4.10 (a
14.12.2023
Expired
MOST Investment Limited
AFSA-Q-OA-2023-0019
Waiver
AIFC Prudential Rules For Investment Firms, chapter 2, section 2.2.1 (1)
14.12.2023
In force
SkyBridge Invest JSC doing business in the AIFC as "Branch of SkyBridge JSC in the AIFC"
AFSA-T-NB-2023-0002
Waiver
AIFC Collective Investment Scheme Rules, rule 8.2.
21.11.2023
In force
Authorised Firms licensed to carry out the Regulated Activity of Islamic Banking Business
AFSA-F-NB-2023-0007
Class Modification
AIFC Islamic Banking Business Prudential Rules, rule 4.7(a)
13.10.2023
In force
ADX Members in the framework of the ‘Tabadul’ initiative applying for RNAM status in the AIFC
AFSA-A-NB-2023-0014
Class Modification
AIFC Fees Rules, Section 1.1 of Schedule 4, Section 6.4 of Schedule 6
15.09.2023
In force
Ozon Holdings PLC
AFSA-N-NB-2023-0003
Modification
AIFC Market Rules, rule 2.5.3
21.08.2023
In force
Astana International Exchange Central Securities Depository Ltd.
AFSA-N-NB-2023-0002
Waiver
AIFC Prudential Rules for Investment Firms, rule 6.2
27.06.2023
In force
Authorised Firms licensed to carry out the Regulated Activity of Islamic Banking Business
AFSA-Q-OA-2023-0007
Class Modification
AIFC Islamic Banking Business Prudential Rules, rule 4.7(a)
07.06.2023
In force
iKapitalist Ltd.
AFSA-A-NB-2023-0003
Modification
Authorised Market Institution Rules, rules 7.3.12, 7.3.16, 7.3.22
27.04.2023
In force
Astana International Exchange Limited
AFSA-N-NB-2023-0001
Waiver
AIFC Market Rules, rule 1.2.2(1)(m)(i)
17.03.2023
In force
On application fees payable to the AFSA in respect of waivers, modifications and other reliefs
AFSA-P-NB-2022-0001
Regulatory Notice
AIFC Fees Rules, Schedule 7
01.01.2023
In force
On Class Modification in respect of Persons allowed to use the service of Authorised Crowdfunding Platforms
AFSA-N-NB-2022-0006
Modification
AIFC Authorised Market Institution Rules, rule 7.3.6
14.11.2022
In force
FONTE Capital Ltd.
AFSA-T-NB-2022-0061
No-action letter
AIFC Dematerialised Investment Rules, subrules 3.1.5 and 1.5.4(f)
29.09.2022
In force
Otan Private Bank Ltd
АFSA-Q-NB-2022-0003
Modification
AIFC Banking Business Prudential Rules, rules 5.26 (1), 5.26 (7) and 5.26 (8)
19.07.2022
In force
Reporting Entities
AFSA-N-NB-2022-0002
Class Modification
AIFC Market Rules, rule 3.4.2(1)(a)
06.06.2022
Expired
SkyBridge Invest JSC doing business in the AIFC as "Branch of SkyBridge JSC in the AIFC"
AFSA-T-NB-2022-0059
Waiver
AIFC Collective Investment Scheme Rules, rule 8.2(e)
20.05.2022
Expired
Lareco Underwriting Agency Ltd.
AFSA-Q-NB-2022-0001
No-action letter
AIFC Prudential Rules for Insurance Intermediaries, rule 3.2(2)(a)
18.05.2022
In force
Otan Private Bank Limited
AFSA-Q-NB-2021-0005
Modification
AIFC Banking Business Prudential Rules, rules 5.26 (1), 5.26 (7), 5.26 (8) AIFC Banking Prudential Guideline (“BPG”) Paragraph 25 of Chapter 5, Paragraph 83 (Table F1, item 1, 2) of Chapter 6, Paragraphs 66, 178, 191 of Chapter 9
22.04.2021
In force
Authorised Crowdfunding Platforms
AFSA-A-NB-2021-0003
Class Modification
AIFC Auhorised Market Institution Rules, rule 7.3.1(5)
15.04.2021
In force
Progress Connect Ltd.
AFSA-T-NB-2021-0002
Modification
AIFC Anti-Money Laundering, Counter- Terrorist Financing and Sanctions Rules, rule 13.1.3, 13.2.1
15.04.2021
In force
Kazakhstan Energy Reinsurance Company Ltd.
AFSA-Q-EC-2022-0016
No-action letter
AIFC Financial Services Framework Regulations, requirement to appoint external Auditor, which is AIFC Participant
29.03.2022
Expired
Reporting Entities
AFSA-N-NB-2021-0003
Class Modification
AIFC Market Rules, rule 3.4.2
01.06.2021
Expired
LARECO Underwriting Agency Limited
AFSA-Q-NB-2021-0004
Modification
AIFC General Rules, rule 6.3.9 (b)
26.02.2021
In force
Otan Private Bank Limited
AFSA-Q-NB-2021-0003
Modification
AIFC General Rules, rule 6.3.9 (b)
24.02.2021
Expired
Recognised Non-AIFC Members
AFSA-N-NB-2021-0002
Class Modification
AIFC Recognition Rules, rules 2.2.1 and 2.2.2
17.02.2021
Expired
Kazakhstan Energy Reinsurance Company Ltd.
AFSA-Q-NB-2021-0001
No-action letter
AIFC Financial Services Framework Regulations, requirement to appoint external Auditor, which is AIFC Participant
03.02.2021
Expired
Authorised Market Institutions and its Members including Recognised Non-AIFC Members (RNAMs) incorporated outside the Republic of Kazakhstan, Persons who seek to have Securities or Units in a Listed Fund admitted to trading and issuers of Securities or Units in a Listed Fund
AFSA-N-NB-2021-0001
Class Waiver
AIFC Authorised Market Institution Rules, rules 2.6.4(d), 3.2.3 (d), 3.6.6(d)
14.01.2021
Expired
Takaful Operators
AFSA-Q-OA-2020-0031
Class Modification
AIFC Takaful Operators in the form appearing in the AIFC Takaful and Retakaful Prudential Rules, paragraph 1.1.(3) of Schedule 4
24.09.2020
Expired
Authorised Firms carrying on Regulated Activity of Arranging Custody, Providing Fund Administration, Advising on Investments and Arranging Deals in Investments
AFSA-Q-OA-2020-0030
Class Waiver and Modification
AIFC Prudential Rules for Investment Firms 4.2 (1), AIFC Prudential Rules for Investment Firms 4.2 (1)
24.09.2020
Expired
Banks and Credit Providers
AFSA-Q-OA-2020-0029
Class Modification
AIFC Banking Business Prudential Rules, rule 4.10
24.09.2020
Expired
Islamic Banks and Islamic Financing Companies
AFSA-Q-OA-2020-0028
Class Modification
AIFC Islamic Banking Business Prudential Rules, rule 4.7
24.09.2020
Expired
Authorised Firms Providing Trust Services
AFSA-Q-OA-2020-0027
Class Modification
AIFC Prudential Rules for Investment Firms, rule 3.3(3) Table 3.3
24.09.2020
Expired
Authorised Firms Advising on a Credit Facility, Arranging a Credit Facility, Authorised Firms Advising on Investments, Arranging Deals in Investments
AFSA-Q-OA-2020-0026
Class Modification
AIFC Banking Business Prudential Rules, rule 4.10, AIFC Prudential Rules for Investment Firms, rule 3.3(3) Table 3.3.
24.09.2020
Expired
Insurance Intermediaries and Insurance Managers
AFSA-Q-OA-2020-0025
Class Modification
AIFC Prudential Rules for Insurance Intermediaries and Insurance Managers, rule 3.2 (2)
24.09.2020
Expired
Insurers
AFSA-Q-OA-2020-0024
Class Modification
AIFC Insurance and Reinsurance Prudential Rules,paragraph 1.1 (3) of Schedule 4
24.09.2020
Expired
Pre – IPO issuer, KCR Investments N.V.
AFSA-N-NB-2020-0003
Waiver and Modification
AIFC Market Rules, rule 3.4.2(a)
17.08.2020
Expired
Seven Pillars Ltd.
AFSA-T-OA-2020-0021
Modification
AIFC Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Rules, rules 13.1.3 and 13.2.1
24.06.2020
Expired
Authorised Firms carrying on Regulated Activity of Operating a Representative Office
AFSA-T-NB-2020-0004
Class Waiver and Modification
AIFC General Rules, rules 2.1.1, 2.1.2, REP 3.4(1)(a), AML rule 2.1.(a) and (b)
24.06.2020
In force
Tengri Partners Investment Banking (Kazakhstan) JSC doing business in the AIFC as Tengri Partners Investment Banking (AIFC)
AFSA-T-OA-2020-0020
Waiver and Modification
Requirements of the due dates specified in Risk Mitigation Program according to the AFSA Supervision Letter #AFSA -T-EC-2020-0022 dated by 05.02.2020 are waived for the effective period
19.06.2020
Expired
Emirates Legal Limited
AFSA-T-NB-2020-0002
Modification
AIFC Anti-Money Laundering, Counter-Terrorist Financing and Sanctioning Rules, rules 13.1.3, 13.2.1
01.06.2020
Expired
Reporting Entities and the Persons that intend to have Shares admitted to an Official List or admitted to trading on an Authorised Investment Exchange
10
Class Modification
AIFC Market Rules 1.3.1, 3.4.2
17.02.2020
Expired
Reporting Entities and the Persons that intend to have Securities admitted to an Official List or admitted to trading on an Authorised Investment Exchange
8
Class Waiver and Modiciation
AIFC Market Rules, rules 2.3.4, 2.3.8, 3.4.1(c), 3.4.2(c), 4.1, 4.2, 2.5.3, 1.5.1 8.3, 1.5.1. 9.4
26.07.2019
In force
Representative Office of Blackfort Capital AG
AFSA-A-OA-2019-0046
Waiver
AIFC General Rules 2.1.1
19.06.2019
Expired
Astana International Exchange Limited
AFSA-N-NB-2019-0003
Waiver and Modification
AIFC Market Rules, rules 1.1.1, 1.1.2, 1.2.2; 1.7.2; 3.1.2, 3.1.3, 3.2.3, 5.4.3, 6.3.8; AIFC Authorised Market Institution Rules, rule 3.6.5.; AIFC Glossary
14.05.2019
Expired
Representative Office of the Paladigm Capital Pte. Ltd
099-2018/O
Waiver
AIFC General Rules 2.1.1
30.07.2018
Expired
Notice type
- Regulatory Notice
- Licence Withdrawal
- Licence Suspension
- Other
Effective date
- 2018
- 2019
- 2020
- 2021
- 2022
- 2023
- 2024
- 2025
Status
- Revoked
- Expired
- In force
Relevant Person(s)
Notice No.
Notice type
Legislation
Effective date
Status
Notice
On approval of Assets eligible to be Liquid
AFSA-Q-NB-2025-0001
Regulatory Notice
AIFC Prudential Rules for Investment Firms, rule 4.3(1)(f)
09.01.2025
In force
Hungarian Export-Import Bank Private Limited Company doing business in the AIFC as Representative Office of Eximbank in Nur-Sultan
AFSA-T-NB-2025-0001
Licence Withdrawal
AIFC Financial Services Framework Regulations, section 35
09.01.2025
In force
Islamic Finance Company Ltd.
AFSA-Q-OA-2024-0026
Licence Suspension
AIFC Financial Services Framework Regulations, section 98(1)(c)
04.11.2024
In force
Al Saqr Islamic Bank Ltd.
AFSA-Q-OA-2024-0025
Licence Suspension
AIFC Financial Services Framework Regulations, section 98(1)
04.11.2024
In force
Aspan Prime Capital Ltd.
AFSA-T-NB-2024-0009
Licence Suspension
AIFC Financial Services Framework Regulations, sections 98 and 100
24.10.2024
In force
CASHDRIVE Ltd.
AFSA-Q-EC-2024-0042
Licence Withdrawal
AIFC Financial Services Framework Regulations, section 98
09.09.2024
In force
MY Partners Limited, Creata Ventures Limited Liability Partnership doing business in the AIFC as Neirostorm Branch AIFC, Berg & Moll Rechtsanwälte Avocats Ltd., Q-Advisory Ltd., Beentelligence Ltd.
AFSA-O-NB-2024-0001
Licence Withdrawal
AIFC General Rules, rule 1.3.6(e)
23.07.2024
In force
On Equivalent Regulated Exchanges for Securities and Listed Funds
AFSA-N-NB-2024-0008
Regulatory Notice
AIFC Market Rules, rule 1.2.2(2), AIFC Glossary (Equivalent Regulated Exchange for Listed Funds)
26.06.2024
In force
On Recognised Jurisdictions for applications for Foreign Fund Manager status
AFSA-A-NB-2024-0011
Regulatory Notice
AIFC Collective Investment Scheme Rules, Schedule 2
21.06.2024
In force
Horizon Capital Ltd.
AFSA-T-NB-2024-0003
Licence Suspension
AIFC Financial Services Framework Regulations, section 98 and 100
16.05.2024
In force
Fintech Lab Participants that provide Financial Services involving Digital Assets
AFSA-F-NB-2023-007
Class Modification
AIFC Authorised Market Institution Rules 6.3.2 (3)(b), AIFC Fintech Rules Schedule 1
13.10.2023
In force
Table of Digital Assets approved by the Astana Financial Service Authority to trading on the Digital Asset Trading Facilities licensed in AIFC
AFSA-F-NB-2023-007
Regulatory Notice
AIFC Rules on Digital Asset Activities
13.10.2023
In force
Rich Consulting Limited, «Axe Capital Consulting» LLP, ABROY Boutique Law Firm Ltd., Caspian Research Group Ltd., German & Partners Ltd., Tauekel Services Ltd.
AFSA-O-EC-2023-0888
Licence Withdrawal
AIFC General Rules, rule 1.3.6(e)
07.09.2023
In force
Agency Green Advising Limited, Alliance Business Services Limited Liability Partnership, Amanie Advisors Astana Ltd., Atelier Ltd., BFC Ltd., BP-Group Ltd., Castellamar Consulting Group Kazakhstan Ltd., Crowe RAS Astana Limited Liability Partnership, Eurasia Media Group (EM Group) Ltd., Gilman and Company Limited, GOLDEN BUSINESS AND MANAGEMENT Limited, GT Company Ltd., McQuhae &Company Limited, Usmani & Usmani Private Limited, VektorConsulting Ltd., WellDone Education Ltd.
AFSA-O-NB-2023-0001
Licence Withdrawal
AIFC General Rules, rule 1.3.6
21.02.2023
In force
GB Finance Ltd.
AFSA-Q-NB-2022-0005
Licence Suspension
AIFC Financial Services Framework Regulations, section 98
11.11.2022
In force
On Equivalent Regulated Exchanges
AFSA-N-NB-2022-0004
Regulatory Notice
AIFC Glossary, AIFC Market Rules 1.2.2(2)
13.10.2022
In force
GB Insurance Ltd.
AFSA-Q-NB-2022-0004
Licence Suspension
AIFC Financial Services Framework Regulations, section 98
04.10.2022
In force
Sanity Capital Ltd.
AFSA-Q-NB-2022-0002
Licence Suspension
AIFC Financial Services Framework Regulations, section 98
09.06.2022
In force
On Equivalent Regulated Exchanges
AFSA-N-NB-2022-0001
Regulatory Notice
AIFC Market Rules, rule 1.2.2(2) and AIFC Glossary (Equivalent Regulated Exchange for Listed Funds)
21.04.2022
Expired
On Equivalent Regulated Exchanges for Securities and Listed Funds
AFSA-N-NB-2021-0004
Regulatory Notice
AIFC Market Rules, rule 1.2.2(2) and AIFC Glossary (Equivalent Regulated Exchange for Listed Funds)
05.11.2021
Expired
On approval of assets eligible to be Level 1 HQLA
AFSA-Q-NB-2021-0006
Regulatory Notice
AIFC Banking Prudential Guideline, paragraph 66(f)
02.06.2021
In force
On postponement of the deadlines for submission of annual financial reports by Recognised Non-AIFC Members
AFSA-N-NB-2020-0002
Regulatory Notice
AIFC Recognition Rules, rule 2.2.1 (d)
28.07.2020
Expired
On the provision of Ancillary Services and Financial Services within same legal entity
0011
Regulatory Notice
AIFC Financial Services Framework Regulations
20.03.2020
In force
On Working Capital Statement
7
Regulatory Notice
AIFC Market Rules, rule 1.5.2
01.01.2020
In force
On legal status of legal entities incorporated in the AIFC
N/A
Regulatory Notice
AIFC Financial Services Framework Regulations
01.01.2020
In force
On Conditions for Admission of Securities on Trading
3
Regulatory Notice
AIFC Market Rules, rule 1.1.1
01.01.2020
In force
On Equivalent Regulated Exchanges for Listed Funds
9
Regulatory Notice
AIFC Glossary (Equivalent Regulated Exchange for Listed Funds)
23.07.2019
Expired
On the exemption of the AIFC Participants from certain Fines
6
Regulatory Notice
AIFC Financial Services Framework Regulations
14.05.2019
Expired
On Exempt Securities
4
Regulatory Notice
AIFC Market Rules, rule 1.2.2(2)
28.02.2019
Expired
On audit of the Fintech Lab Participants
AFSA-G-NB-2020-0001
Regulatory Notice
AIFC Financial Services Framework Regulations, section 9 and AIFC Financial Technology Rules, rule 2.6.1(b)
14.02.2019
In force
Notice type
- Waiver
- Modification
- Strike Off
- Suspension
- Dissolution
- Other
Effective date
- 2018
- 2019
- 2020
- 2021
- 2022
- 2023
- 2024
- 2025
Status
- Revoked
- Expired
- In force
Relevant Person(s)
Notice No.
Notice type
Legislation
Effective date
Status
Notice
On amended AIFC Legal Entities Framework and requirement to notify the Registrar of Companies of the Registered Email Address
AFSA-O-EC-2025-0002
Other
AIFC Companies Regulations, section 24-1; AIFC General Partnership Regulations, section 16-1; AIFC Limited Partnership Regulations, sections 16-1 and 46-1; AIFC Limited Liability Partnership Regulations, section 15-1; AIFC Foundations Regulations, section 28-2; AIFC Non-Profit Incorporated Organisations Regulations, section 16-1
06.01.2025
In force
Branch of Alma Audit LLP
AFSA-O-EC-2024-2087
Strike Off
AIFC Companies Regulations, section 167(4)
19.11.2024
In force
ITS SHARIAH ETF FUND OEIC PLC.
AFSA-O-EC-2024-2015
Waiver
AIFC Companies Regulations, Part 7, Chapter 3, section 43 subsection (3)(a)
31.10.2024
In force
ITS World ETF Fund OEIC PLC
AFSA-O-EC-2024-1827
Waiver
AIFC Companies Regulations, Part 7, Chapter 3, section 43 subsection (3)(a)
11.09.2024
In force
SBI Lazard Select Fund Open-Ended Investment Company Plc
AFSA-O-EC-2024-1714
Waiver
AIFC Companies Regulations, Part 7, Chapter 3, section 43 subsection (3)(a)
01.08.2024
In force
ARUDIT SECURITY Limited
AFSA-O-EC-2024-1699
Strike Off
AIFC Companies Regulations, section 167(4)
29.07.2024
In force
Kaufman Holding Limited
AFSA-O-EC-2024-1579
Strike Off
AIFC Companies Regulations, section 167(4)
25.06.2024
In force
HORIZON OEIC Ltd.
AFSA-O-EC-2024-1381
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
29.04.2024
In force
SKYBRIDGE INVEST JSC
AFSA-O-EC-2024-1234
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
29.04.2024
In force
SkyBridge Invest JSC doing business in the AIFC as "Branch of SkyBridge JSC in the AIFC"
AFSA-O-EC-2024-1234
Waiver
AIFC Companies Regulations, Part 7, Chapter 3, section 43 (3)(a)
14.03.2024
In force
ADAL MA1 FUND OEIC Limited
AFSA-O-EC-2024-1197
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
04.03.2024
In force
IT Development Fund OEIC Ltd.
AFSA-O-EC-2024-1253
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
19.03.2024
In force
Aspire Fund OEIC Ltd.
AFSA-O-EC-2024-0100
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
07.02.2024
In force
Orient Absolute Return OEIC Ltd.
AFSA-O-EC-2023-1205
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
29.12.2023
In force
Qazcon OEIC Ltd.
AFSA-O-EC-2023-0998
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
10.10.2023
In force
Technology and Manufacturing Fund OEIC Ltd.
AFSA-O-EC-2023-0940
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
21.09.2023
In force
POLYMETAL INTERNATIONAL PLC
AFSA-O-EC-2023-0564
Waiver
AIFC Companies Regulations, Part 7, Chapter 8, Article 72(1)
19.09.2023
In force
Fonte Universal Fund OEIC Limited
AFSA-O-EC-2023-0902
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
13.09.2023
In force
VERSOR Engineering Ltd.
AFSA-O-EC-2023-0891
Strike
AIFC Companies Regulations, section 167(4)
07.09.2023
In force
High Income Fund OEIC Ltd
AFSA-O-EC-2023-0802
Waiver
AIFC Companies Rules, Part 6, section 6.3, Sub-Section 6.3.3 (b)
01.08.2023
In force
On administrative fees payable to the Registrar of Companies in respect of post-registration procedures and processing inquiries
AFSA-O-EC-2023-0800
Notice
AIFC Fees Rules
31.07.2023
In force
Exempt Funds with 15 or fewer Clients
AFSA-O-EC-2023-0728
Waiver
AIFC Companies Rules, rule 6.3.3(b)
11.07.2023
In force
HITBEAT MUSIC INC. registered in the AIFC as a Recognised Company
AFSA-O-EC-2023-0603
Suspension
AIFC Companies Regulations, section 8(3)
09.06.2023
In force
POLYMETAL INTERNATIONAL PLC
AFSA-O-EC-2023-0563
Waiver
AIFC Companies Regulations, Part 10, chapter 3, section 134 (1)
19.05.2023
In force
On administrative fees payable to the Registrar of Companies in respect of post-registration procedures and processing inquiries
AFSA-O-EC-2023-0467
Notice
AIFC Fees Rules
25.04.2023
Expired
ALTAAQA ALTERNATIVE SOLUTIONS KAZAKHSTAN LLP
AFSA-O-EC-2023-0391
Waiver
AIFC Companies Regulations, section 134(1)
06.04.2023
In force
On administrative fees payable to the Registrar of Companies in respect of post-registration procedures and processing inquiries
AFSA-O-EC-2023-0328
Notice
AIFC Fees Rules
20.03.2023
Expired
On administrative fees payable to the Registrar of Companies
AFSA-O-EC-2023-0240
Notice
AIFC Fees Rules
15.03.2023
Expired
AIFC Business Connect Ltd.
AFSA-O-EC-2023-0289
Modification
AIFC Companies Regulations, sections 17(1), 22 (2)
10.03.2023
Expired
On administrative fees payable to the Registrar of Companies in respect of post-registration procedures and processing inquiries
AFSA-O-EC-2023-0010
Other
AIFC Fees Rules
13.01.2023
Expired
AXE CAPITAL CONSULTING LLP
AFSA-O-EC-2021-0551
Modification
AIFC Limited Liability Partnership Regulations, part 7, chapter 3, section 31(1)
24.09.2021
Expired