Supervision Communication

This section contains supervisory communications issued by AFSA to regulated firms, including Dear SEO Letters that highlight key supervisory observations, expectations and areas requiring attention across relevant sectors or groups of AIFC Participants.

 

23 October 2023 – Dear SEO Letter addressing investment firms 

 

28 September 2026 – Dear SEO Letter adressing firms authorised to carry out regulated activity of Managing a Collective lnvestment Scheme